Management

Maurice Levesque

Maurice Levesque

Chairman, Chief Executive Officer, (Ultimate Designated Person ) Chief Compliance Officer & Director

Sohail Thobani

Sohail Thobani

Chief Financial Officer & Director

Denise Liew

Denise Liew

Vice President Legal & Compliance

Don Short

Don Short

Chief Investment Officer, Advising Representative (Portfolio Manager), Dealing Representative and Director

Victor Therrien

Victor Therrien

SVP, Mutual Funds & Director

Advising Representatives (Portfolio Manager)

Cameron Reid

Cameron Reid

Advising Representative (Portfolio Manager)

Don Short

Don Short

Chief Investment Officer, Advising Representative (Portfolio Manager), Dealing Representative and Director

Glenn Macneill

Glenn MacNeill

Advising Representative (Portfolio Manager)

Board of Directors

Maurice Levesque

Maurice Levesque

Chairman, Chief Executive Officer, (Ultimate Designated Person ) Chief Compliance Officer & Director

Sohail Thobani

Sohail Thobani

Chief Financial Officer & Director

Don Short

Don Short

Chief Investment Officer, Advising Representative (Portfolio Manager), Dealing Representative and Director

Victor Therrien

Victor Therrien

SVP, Mutual Funds & Director

Sales and Business Development Team

Cindy Bower

Cindy Bower

Senior Manager, Business Development & Client Services

Victor Lapointe

Victor Lapointe

Vice President, Director of Sales